Wealth Management

ADV

Lili A. Vasileff and Divorce and Money Matters, LLC is a registered investment advisor with the State of Connecticut and Form ADV is filed with FINRA in compliance with all federal and state regulations.

Form ADV is the uniform form used by investment advisors to register with both the Securities and Exchange Commission (SEC) and state securities authorities.

The form consists of two parts.

• Part 1 requires information about the investment advisor’s business, ownership, clients, employees, business practices, affiliations, and any disciplinary events of the advisor or its employees.

• Part 2 requires investment advisors to prepare narrative brochures written in plain English that contain information such as the types of advisory services offered, the advisor’s fee schedule, disciplinary information, conflicts of interest, and the educational and business background of management and key advisory personnel of the advisor. The brochure is the primary disclosure document that investment advisors provide to their clients.
  
  Click Here to access our firm’s brochure.